-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, fltC80/nuFGGrIBrQNJdFZxZouXKkt9FnmN3mOzz96t/AGa5YfDzork0diphboPX qqKvoF1XZgJPK2Cego0jbA== 0000912057-94-000700.txt : 19940302 0000912057-94-000700.hdr.sgml : 19940302 ACCESSION NUMBER: 0000912057-94-000700 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLERGAN INC CENTRAL INDEX KEY: 0000850693 STANDARD INDUSTRIAL CLASSIFICATION: 2834 IRS NUMBER: 951622442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 34 SEC FILE NUMBER: 005-40724 FILM NUMBER: 94513631 BUSINESS ADDRESS: STREET 1: 2525 DUPONT DR CITY: IRVINE STATE: CA ZIP: 92715 BUSINESS PHONE: 7147524500 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS INC CENTRAL INDEX KEY: 0000313028 STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 75166102 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: 19TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148715300 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: 19TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 SC 13G 1 SCHEDULE 13G COVER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.__________)* ALLERGAN, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 01849010 -------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement /X/. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 01849010 13G -------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Barrow, Hanley, Mewhinney & Strauss, Inc. 75-2403190 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Nevada 5 SOLE VOTING POWER NUMBER OF 573,180 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 2,767,900 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 3,341,080 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,341,080 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% 12 TYPE OF REPORTING PERSON* IA Page 2 of 4 Pages Item 1(a). Name of Issuer. Allergan, Inc. Item 1(b). Address of Issuer's Principal Executive Offices. 2525 Dupont Drive P.O. Box 19534 Irvine, California 92715 Item 2(a). Name of Person Filing. Barrow, Hanley, Mewhinney & Strauss, Inc. Item 2(b). Address of Principal Business Office or, if none, Residence. 280 Crescent Court, 19th Floor Dallas, Texas 75201 Item 2(c). Citizenship. A Nevada corporation Item 2(d). Title of Class of Securities. Common Stock Item 2(e). CUSIP Number. 01849010 Item 3. Filing Status. The person filing is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership. (a) Amount Beneficially Owned: 3,341,080 (b) Percent of Class: 5.1% (c) Number of shares as to which such person has (i) sole power to vote or to direct the vote: 573,180 (ii) shared power to vote or to direct the vote: 2,767,900 (iii) sole power to dispose or to direct the disposition of: 3,341,080 (iv) shared power to dispose or to direct the disposition of: None
Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. Page 3 of 4 Pages Item 6. Ownership of More than Five Percent on Behalf of Another Person. The right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the common stock is held by certain clients of the reporting person, none of which has such right or power with respect to five percent or more of the common stock. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 28, 1994 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC. By: /s/ Bryant M. Hanley, Jr. -------------------------------------- Bryant M. Hanley, Jr., President Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----